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Why and how to work with testimonies?

Text: Niklas Zodel

Why work with testimonies of persecuted people?

To this day, the histo­ry of per­se­cu­ti­on pro­ces­ses of all kinds is often recon­s­truc­ted main­ly through sources left behind by per­pe­tra­tors. Inde­ed, the­se docu­ments can pro­vi­de a deep insight into the plan­ning and exe­cu­ti­on of per­se­cu­ti­on. Howe­ver, as his­to­rio­gra­phy on the histo­ry of the Holo­caust has shown in recent deca­des, it is not enough to base the rese­arch into a per­se­cu­ti­on pro­cess purely on the sources of per­pe­tra­tors. In addi­ti­on to the indi­vi­du­al expe­ri­en­ces of the per­se­cu­ted, the focus on per­pe­tra­tor sources fails to reco­gni­ze the com­ple­xi­ty of per­se­cu­ti­on prac­ti­ces. Saul Fried­län­der hea­vi­ly influen­ced this chan­ge of per­spec­ti­ve within the his­to­rio­gra­phy of the Holo­caust, which argues that the histo­ry of per­se­cu­ti­on should no lon­ger be writ­ten only from the side of the per­pe­tra­tors, but also from the one of the vic­tims. He coin­ed the term “inte­gra­ted histo­ry” for this.1 The fol­lo­wing will brief­ly out­line the poten­ti­al for insight that lies in the tes­ti­mo­nies of per­se­cu­ted peo­p­le and how one can work with such sources.

What knowledge potential does working with testimonies have?

Working with self-tes­ti­mo­nies of per­se­cu­ti­on vic­tims pro­vi­des the oppor­tu­ni­ty to ana­ly­se the indi­vi­du­al expe­ri­en­ces, during the per­se­cu­ti­on pro­cess. This can include, for exam­p­le, their hopes, fears, per­cep­ti­ons and emo­ti­ons as well as their ever­y­day lives. Often the efforts to main­tain an ever­y­day life within the dif­fi­cult living con­di­ti­ons are evi­dent. The­se are all aspects that we are unable to dedu­ce from the per­pe­tra­tors’ docu­ments. In them, the rea­li­ty of the vic­tims’ lives, their scope for action and their plans for the future remain lar­ge­ly hid­den from us. The inclu­si­on of per­so­nal tes­ti­mo­nies give the per­se­cu­ted a voice and face, so to speak. Exten­ded bio­gra­phi­cal rese­arch thus makes a who­le life sto­ry visi­ble and does not redu­ce the vic­tims to a pha­se of persecution.

Last but not least, the vic­tims’ per­spec­ti­ve also helps us to bet­ter under­stand per­se­cu­ti­on pro­ces­ses. The sources left behind by the vic­tims often give us much deeper insights into the beha­viour of col­la­bo­ra­tors, bystan­ders and neigh­bours than other sources can.2 In recent deca­des, the his­to­rio­gra­phy has shown the ext­ent to which the per­pe­tra­tors were depen­ded on assis­tance from local insti­tu­ti­ons, but also from resi­dents who denoun­ced their neigh­bours out of oppor­tu­nism, ideo­lo­gi­cal con­vic­tion and other reasons. In this way, the dyna­mics of per­se­cu­ti­on pro­ces­ses at the micro level can be bet­ter unders­tood and a more accu­ra­te pic­tu­re of the prac­ti­ces of per­pe­tra­tors and the “bystan­der com­mu­ni­ty ”3 ( Mary Ful­brook) can be drawn.4

How to work with testimonies?

The basic tool for working with tes­ti­mo­nies is the same as for any other type of source in his­to­ri­cal stu­dies: a spe­ci­fic ques­ti­on direc­ted at the source as well as source cri­tique. This is divi­ded into exter­nal cri­tique, which deals with the ori­gin of the source, and inter­nal cri­tique, which focu­ses more on the con­tent of the source.
For exter­nal source cri­tique, the ori­gin of the source is deter­mi­ned first: When does it come from? Whe­re was it writ­ten? Who is the aut­hor? Does the source have an addres­see or an inten­ti­on for trans­mis­si­on? Why was the source crea­ted? And to which source gen­re can we assign it?

In the next step, we try to deter­mi­ne the trans­mis­si­on histo­ry of the source: Is the sta­ted aut­hor real­ly the aut­hor? How was the source han­ded down? Are the­re seve­ral ver­si­ons or par­al­lel tra­di­ti­ons of it? Is it authen­tic or pos­si­bly a for­gery? Has the source been han­ded down in its enti­re­ty or are seg­ments of the source missing?
We then sub­ject the source to inter­nal source cri­tique, i.e. a pre­cise ana­ly­sis of the con­tent. To do this, we first work out the con­tent and inter­nal struc­tu­re of the source. In the next step, we try to find out as much as pos­si­ble about the bio­gra­phi­cal back­ground of the author(s). What kind of political/ socio-eco­no­mic/ cul­tu­ral back­ground did the aut­hor have? Was he or she part of an insti­tu­ti­on or orga­niza­ti­on? What was the reason for pro­du­cing the source and to whom was it addres­sed? What exact­ly does the aut­hor tell us and what does he or she not tell us?

We then try to embed the source in its his­to­ri­cal con­text: In what political/ social/ societal/ eco­no­mic frame­work did it emer­ge? Which of the con­tem­po­ra­ry his­to­ri­cal pro­ces­ses are depic­ted by the aut­hor and which are not? What does it tell us that some pro­ces­ses are per­haps deli­bera­te­ly not depic­ted? How can the repre­sen­ta­ti­ons of the source be con­tex­tua­li­zed with the know­ledge from historiography?

Final­ly, we try to bring tog­e­ther the indi­vi­du­al insights gai­ned from the source to form an inter­pre­ta­ti­on of the source that rela­tes to the ques­ti­on for­mu­la­ted at the begin­ning and incor­po­ra­tes the know­ledge from the his­to­rio­gra­phy. In this way, we can also exami­ne the ext­ent to which the source work can pro­vi­de new know­ledge and offer a cor­rec­ti­ve to pre­vious historiography.

References

  1. For more details see: Saul Fried­län­der, Eine inte­grier­te Geschich­te des Holo­caust, in: Bun­des­zen­tra­le für poli­ti­sche Bil­dung online, 23.03.2007, https://www.bpb.de/themen/nationalsozialismus-zweiter-weltkrieg/dossier-nationalsozialismus/39637/eine-integrierte-geschichte-des-holocaust/, acces­sed on 06.12.2022.
  2. On the con­cept of bystan­ders, see: Raul Hil­berg, Täter, Opfer, Zuschau­er. Die Ver­nich­tung der Juden 1933–1945, Frank­furt am Main 2011, 5th ed. [1996].
  3. For Mary Ful­broo­k’s reflec­tions on a “bystan­der com­mu­ni­ty”, see: Mary Ful­brook: Bystan­ders. Cat­chall Con­cept, Allu­ring Ali­bi, or Cru­cial Clue?, in: Chris­ti­na Mori­na, Kri­jn Thijs (eds.): Pro­bing the Limits of Cate­go­riza­ti­on. The Bystan­der in Holo­caust Histo­ry, New York and Oxford 2019, p. 15–35.
  4. For an exam­p­le of cur­rent rese­arch on the micro­histo­ry of the Holo­caust, see Clai­re Zalc, Tal Brutt­mann (eds.): Micro­his­to­ries of the Holo­caust, New York and Oxford 2017.
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